News Topic: SEC
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SEC chief says crypto exchanges need regulatory oversight
USDC stablecoin backer Circle subpoenaed by U.S. SEC
5 ways Washington could shake up the stablecoin sector
JPMorgan faces regulatory requests over message preservation
PayPal faces SEC probe of fees paid to banks behind debit cards
Can Ripple Labs beat the SEC in court?
Why SEC's climate disclosure rules could hit banks hardest
Big banks support SEC climate disclosure plan, small banks dread it
Big banks play ball with SEC on mandatory climate disclosures
SEC enforcement chief Alex Oh resigns days after taking job
Biden SEC pick Gary Gensler confirmed to police Wall Street
SEC to brief lawmakers on Archegos meltdown
10 ways to make investing more inclusive
Free investment education and testing for risk tolerance are among the ways financial firms can better reach underserved consumers, former SEC chief Jay Clayton and Operation HOPE’s John Hope Bryant say. ]] ... Read full article
Senate Banking Committee approves Biden's picks to head CFPB, SEC
The nominations of Rohit Chopra as head of the Consumer Financial Protection Bureau and Gary Gensler as chairman of Securities and Exchange Commission advanced Wednesday and will now be voted on by the full Senate. Earlier in the day, the Senate confirmed ... Read full article
Senate panel to question CFPB, SEC nominees next month
The Banking Committee will hold a confirmation hearing on March 2 for Rohit Chopra and Gary Gensler. They are the administration's picks, respectively, to lead the Consumer Financial Protection Bureau and the Securities and Exchange Commission. ... Read full article
Ripple fights back against SEC securities complaint
The software company in a court filing reiterated its argument that XRP is a virtual currency that doesn't need to be registered. ... Read full article
Biden taps FTC’s Chopra as CFPB chief, Gensler as SEC chairman
The nominees, strongly backed by progressive Democrats to lead two key Wall Street watchdogs, signal that the Biden administration is planning tough oversight after four years of light-touch policies under appointees of President Donald Trump. ... Read full article
Gensler, Bharara are candidates to run SEC, putting Wall Street on edge
Joe Biden's presidential transition has barely started but already banks and investment firms are anxious about two names they fear are in the running to lead the Securities and Exchange Commission: Gary Gensler and Preet Bharara. ... Read full article
Activist bank investors run into an SEC roadblock
New rules on shareholder submissions of proxy proposals could help banks fend off demands to disclose more pay data, cut financing to fossil fuels companies and adopt other reforms. ... Read full article