Sumitomo Mitsui Finl Grp

Fed finds AML problems at U.S. branch of Japanese bank

04/25/19

The central bank issued an enforcement action against Sumitomo Mitsui Banking Corp. and its New York branch, citing deficiencies related to risk management and compliance with the Bank Secrecy Act.

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Warren, Van Hollen probe Bank of Tokyo's switch to national bank

11/20/17

Sens. Elizabeth Warren, D-Mass., and Chris Van Hollen, D-Md., sent a letter to OCC officials suggesting that Bank of Tokyo was trying to avoid an investigation by New York examiners when it switched to a federal charter.

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