News Topic: Wells Fargo Advisors
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Wells Fargo, First Republic cases offer fresh SEC warnings to industry
Wells Fargo’s appeal of bombshell 'fraud' ruling in FINRA case casts harsh spotlight on regulators
Wells Fargo creates new roles in latest effort to satisfy regulators
The San Francisco bank is moving two executives into new positions who will report to consumer banking head Mary Mack. ... Read full article
Can AI help banks thwart elder abuse?
Banks use anti-money-laundering and fraud systems to try to catch scams that prey on senior citizens. A few, including Wells Fargo, are working on artificial intelligence that could spot them even earlier. ... Read full article
Wells Fargo down 1,000 advisers over two years
A sullied reputation and frustrations with bureaucracy have driven some advisers to the competition. ... Read full article
Additional Wells misdeeds obscured by arbitration: Calif. official
State Treasurer John Chiang says that Wells Fargo is keeping patterns of abuse hidden from view by resolving customer disputes through private arbitration. ... Read full article
Will a hybrid make you happy? (full session)
Panelists: Ron Carson, Founder and CEO, Carson Group; Marthin De Beer, CEO, BrightPlan; Angela Pecoraro, CEO, Advicent; Eduardo Queen, Director of Digital Investing, Wells Fargo Advisors. ... Read full article
Wells Fargo fined by SEC over ‘flipping’ of structured products
The company's brokerage unit agreed to pay $5.1 million to settle claims that employees persuaded clients to sell certain investments before maturity in order to collect higher fees. ... Read full article
Wells Fargo sales push extended to wealth unit, ex-workers say
Some clients of Wells Fargo's wealth-management division were steered into investments that weren't always in the best interests of clients, according to several people familiar with the unit. ... Read full article
Cross-selling isn’t dead and other takeaways from Wells Fargo’s investor day
Executives at the embattled bank made clear Thursday that they are not discarding its long-standing strategy of selling additional products to existing customers. ... Read full article